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一、全权委托的认定 所谓全权委托,又称概括性授权,是指客户授权经纪公司或其从业人员自主决定处理客户帐户的下单买卖事宜,每笔具体交易无需再由客户授权。它具有这样四个特征:①从主体上看,全权委托关系的授权方为客户,被授权方为经纪公司或其从业人员,其中尤以经纪公司雇佣的经纪人担任被授权方更为常见。如果被授权方为经纪公司及其从业人员以外的人,则不构成本文所指的全权委托。例如,法人客户将下单决定权授与
First, the discretionary trust The so-called discretionary trust, also referred to as a general mandate, refers to the customer authorized broker company or its employees to decide on their own customer account under the single transaction, no specific transaction for each customer authorization. It has such four characteristics: (1) From the main point of view, the authorizing party of the discretionary relationship is the client, the authorized party is the brokerage company or its practitioners, especially the brokers employed by the brokerage firm as the authorized party is more common. If the authorized party is a person other than a brokerage firm and its employees, it does not constitute the discretionary authority referred to herein. For example, a corporate client may delegate the right to place orders