一、挪用客户交易结算资金:券商的“原罪” 证券公司大范围、大规模挪用客户交易结算资金,是自中国证券市场形成伊始便始终存在的公开秘密,也构成了中国证券市场一道独特的景观。挪用交易结算资金被称为中国证券公司的三宗“原罪”之一,并且位列三大原罪之首。 First, the misappropriation of customer transaction settlement funds: broker “original sin ” Securities companies on a large scale, large-scale diversion of customer transaction settlement funds, since the beginning of the formation of China’s securities market has always been an open secret, but also constitute a unique Chinese stock market Landscape. Borrowed from transaction settlement funds are known as one of the three “original sin” of Chinese securities companies and ranked first among the three major original sin.