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青岛万通证券股份有限公司:最近,中国证券监督管理委员会会同中国人民银行对青岛万通证券股份有限公司(以下简称“青岛万通”)违反证券法规的行为进行了调查。现已查实青岛万通以下违规行为。1.1996年5月至12月,青岛万通利用从中国光大银行青岛分行拆借资金累计6.1亿元,通过353个个人股票帐户申购新股,共获利334.03万元。青岛万通的上述行为违反了中国人民银行《关于进一步加强对同业拆借管理的通知》(银发[1993]27号)第四条关于“严禁用拆入资金搞固定资产投资、购买有价证券”的规定,构成了《股票发行与交易管理暂行条例》(以下简称《股票条例》)第七十四条第(十)项所述“其他非法
Qingdao Wantong Securities Co., Ltd.: Recently, China Securities Regulatory Commission (CSRC) and the People’s Bank of China conducted a survey on the violation of securities laws and regulations by Qingdao Wantong Securities Co., Ltd. (hereinafter referred to as ”Qingdao Wantong“). Has now verified Qingdao Wantong following violations. 1. From May to December 1996, Qingdao Vantone used a total of 610 million yuan of funds borrowed from the China Everbright Bank Qingdao Branch to subscribe for new shares through 353 individual stock accounts, with a total profit of 3.34 million yuan. Qingdao Wantong violated the People’s Bank of China ”on the further strengthening of the inter-bank loan management notice“ (Yin Fa [1993] No. 27) Article IV ”prohibit the use of funds into the fixed assets investment, purchase of securities “Provisions, constitute the” Provisional Regulations on the Issuance and Trading of Securities “(hereinafter referred to as the” Stock Ordinance “) Article 74 (10) of the” other illegal