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在美国公司信用类债券市场,根据1933年《证券法》,除非符合某些特殊的豁免规定,公开发行债券需要向美国证券交易委员会(SEC)申请注册登记。注册制是国际资本市场普遍采用的一种以信息披露为核心的发行管理体制。SEC根据1933年《证券法》、1934年《证券交易法》和2002年《萨班斯—奥克斯利法》三部成文法的立
In the U.S. corporate credit bond market, under the Securities Act of 1933, public offering of securities requires registration with the Securities and Exchange Commission (SEC) for registration unless certain special exemptions are met. Registration system is widely used in international capital markets with information disclosure as the core of the issuance management system. According to the Securities Law of 1933, the Securities Exchange Act of 1934 and the Sarbanes-Oxley Act of 2002