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一、证劵分析师利益冲突的现状我国的证券分析师行业是随着证券市场的诞生而出现的,其正式纳入政府监管是从1997年《证券、期货投资咨询管理暂行办法》正式生效开始的。证券投资咨询是指从事证券投资咨询业务的机构及其投资咨询人员为投资者提供证券投资分析、预测或者建议等直接或者间接有偿咨询服务的活动。我国证券投资咨询机构主要有两种运作模式——证券公司研究部模式和独
First, the status of the securities analyst conflicts of interest China’s securities analyst industry emerged with the emergence of the stock market, and its formal incorporation of government regulation is from the 1997 “Securities and Futures Investment Advisory Management Interim Measures,” the official entry into force . Securities investment consulting refers to the securities investment advisory business institutions and their investment advisers to provide investors with securities investment analysis, prediction or advice, such as direct or indirect compensation advisory services activities. China’s securities investment advisory agencies mainly have two modes of operation - the securities company research model and the single