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保护投资者合法权益 ,是证券法的立法宗旨之一 ,而投资者自我保护法律机制的建立 ,是证券立法走向成热的重要表现。我国现行证券法 ,已建立起了一套行之有效的保护投资者合法权益的组织架构、运行原则和制度 ,有力地促进了我国证券市场的快速发展。但是 ,现行证券法对于投资者的保护主要体现为间接性的外力保护措施 ,对于直接的投资者自我保护尚未建立起系统的框架 ,缺乏具体的制度安排。为了更好地促进我国证券市场的稳定发展和对外开放 ,我国应尽快建立多层次的投资者合法权益自我保护法律机制。
Protecting the legitimate rights and interests of investors is one of the legislative purposes of the Securities Law. The establishment of an investor legal mechanism for self-protection is an important manifestation of the development of securities legislation. The current securities law in our country has established an effective set of organizational structure, operational principles and systems for protecting the legitimate rights and interests of investors, which has effectively promoted the rapid development of China’s securities market. However, the current securities law mainly protects investors from indirect protective measures of external force. It has not set up a systematic framework for direct investor self-protection and lacks specific institutional arrangements. In order to better promote the stable development of China’s securities market and opening to the outside world, China should set up a multi-level legal mechanism for self-protection of legitimate rights and interests of investors as soon as possible.