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盘锦市财政证券公司:中国证券监督管理委员会对盘锦市财政证券公司违反证券法规的行为进行了调查。一、违规事实以个人名义买卖证券。经查,1999年5月至2000年2月,盘锦市财政证券公司利用26个个人股东帐户,动用公司自有资金,申购海星科技等41只股票。在申购新股的同时,还利用申购新股的盈利资金进行股票买卖,共计盈利775,624元。二、处罚决定盘锦市财政证券公司的上述行为,违反了《证券法》第七十四条的决定,构成了《证券
Panjin Fiscal Securities Company: China Securities Regulatory Commission investigated the behavior of Panjin City Financial Securities Company in violation of securities laws and regulations. First, the illegal facts trading securities in the name of an individual. The investigation, from May 1999 to February 2000, Panjin City, the securities and securities companies to use 26 individual shareholder accounts, the company’s own funds, the acquisition of starfish technology and other 41 stocks. In the purchase of new shares at the same time, also use the purchase of new shares of the profit funds for stock trading, a total profit of 775,624 yuan. Second, the punishment decision Panjin City, financial securities company’s behavior, in violation of the “Securities Law” the 74th decision, constitutes a "securities