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中国证券业协会当前推出的证券纠纷调解机制是我国券商制度的创新亮点,但面对当前资本市场改革创新中出现的诚信缺失、信用不足,金融投资者易受侵害的状况,为给投资者提供更加全面的权利救济途径,仍需更为大胆的制度创新;在借鉴各国和地区FOS制度经验的基础上,立足本土市场实际,更有针对性地丰富完善证券纠纷调解机制,有利于在纠纷的解决过程中发挥金融消费者的主导性,提高金融消费者对金融交易的信赖感,从而促进诚信建设,推进金融资本市场和谐、稳定、健康发展。
Currently, the Securities Regulatory Association of China Securities Regulatory Commission (MII) has introduced the securities dispute mediation mechanism, which is an innovation highlight of the securities brokerage system in our country. However, in the face of the lack of honesty and credit, lack of credit and financial investors vulnerable to the current capital market reform and innovation, A more comprehensive approach to remedy of rights still needs more bold institutional innovations. On the basis of drawing on the experience of FOS countries in various countries and regions, based on the actual situation in the local markets, it is more necessary to enrich and perfect the mechanism for the mediation of securities disputes in a more targeted manner, In the process of settling, we should give full play to the leading role of financial consumers and enhance the sense of trust of financial consumers in financial transactions so as to promote the building of integrity and promote the harmonious, stable and healthy development of financial capital markets.